Barclays Assistant Vice President in New York, New York

Barclays Overview

Barclays is an international financial services provider engaged in personal banking, credit cards, corporate and investment banking and wealth management with an extensive presence in Europe, the Americas, Africa and Asia. Barclays’ purpose is to help people achieve their ambitions – in the right way. With over 300 years of history and expertise in banking, Barclays operates in over 50 countries and employs approximately 135,000 people. Barclays moves, lends, invests and protects money for customers and clients worldwide.

For further information about Barclays, please visit our website www.barclays.com.

Barclays offers investment banking products and services in the US through Barclays Capital Inc.

Barclays Values and Diversity

Our common purpose is to help people achieve their ambitions – in the right way. We’ll measure and reward our people, not just on commercial results, but on how they live our Values of /Respect/, /Integrity/, /Service/, /Excellence/ and /Stewardship/ and bring them to life every day. To find out more about working at Barclays and the development opportunities we offer please visit our websitewww.barclays.com

We are an equal opportunity employer and we are opposed to discrimination on any grounds.


EEO Statement

It is the policy of Barclays to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.


Risk and Control Objective /Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Standards./

Overall Purpose of the Role

Provide support to the Global Banking Risk and Controls team and collaborate with global counterparts in Europe and Asia to manage and maintain an effective system of internal controls. The individual will have the ability to: • Direct strategic initiatives • Draft and implement standards and procedures for Barclays Banking • Collaborate with our partners to deliver the Banking control agenda across the regulatory and change management book of work • Engage in the governance framework activities to support the SMF6


Main duties and responsibilities • Manage a team (one Associate and one Analyst) • Run the RCSA execution process • Represent the Banking controls agenda in working groups and design authorities for Barclays and regulatory change initiatives • Run the execution of assessments across all lines of defense • Monitor Banking programs and initiatives for compliance to policies, standards and procedures • Provide support to bankers and assistants with requests for various business-related queries • Continuous development of process improvement for Banking globally e.g. best practices • Run ad hoc projects as it pertains to Banking initiatives • Training Banking employees on any new processes, procedures and changes in policy/standards. • Document e2e processes and ensure they are conformance tested to required standard • Assist in documenting risk events/act as event coordinator and monitor that events, issues and actions are addressed on a timely basis • Keep Banking on track in the closures of issues and actions


Stakeholder Management and Leadership • Role requires strong interpersonal skills, and to foster good relationships with Bankers – in addition to peers across Global Business Management teams and provide a ‘check-and challenge’ mentality throughout the day to day execution of tasks. • Act as a trusted and dependable team-member who can be relied upon for a variety of tasks. • Interact closely with infrastructure partners (e.g. Compliance, Audit, Operational Risk, Markets Risk and Controls, Chief Controls Office, Strategy, Regulatory Relations, etc.) • Self-motivated individual with a high level of initiative and energy • Team player who is resourceful and efficient in leveraging the expertise of others


Decision-making and Problem Solving • Strong attention to detail • Ability to multi-task in a fast-paced production environment that is subject to frequent changes in priorities and assignments • Exercise sound judgment as to how/when to escalate issues, especially when dealing with difficult clients and/or critical business problems



Basic Qualifications • Skilled at the Microsoft suite of products • Effective Communicator • Confident presenter

Preferred Qualifications • Controls and/or Compliance experience • Understanding of the regulatory landscape for Investment Banks • Practical experience in financial services

Title: Assistant Vice President

Location: NY-New York

Requisition ID: *90213453